Unconditional approval
Uncontrollable external factors
Underlying asset
The asset on which an option contract is based, such as a stock or commodity.
- Structured Products Vs. Derivatives: Complex Investments (Demystified)
- Put Option Vs. Call Option: Negotiating Rights (Unveiled)
- Naked Option Vs. Covered Option: Risk Mitigation (Unpacked)
- How to Understand Derivatives Without a Math Degree (Investment Banking Hints)
- Securitization Vs. Structured Finance: Investment Banking (Clarified)
- Convertible Bonds Vs. Warrants: Hybrid Securities (Clarified)
- Equity Vs. Debt Financing: Investment Banking (Explained)
- Bulge Bracket Vs Boutique: Understanding Bank Types (Decoded)
- Public Vs. Private Securities: Investment Options (Unpacked)
Understanding client needs
Understanding cultural differences
- Cultural Sensitivity: Guide To Diverse Cfa Charterholder!
- How to Network Successfully Without Being Pushy (Investment Banking Tactics)
Under-subscribed IPOs
Underwriter role
Underwriters
Individuals or firms that assume risk for a company’s securities offering.
- Greenshoe Vs. Clawback: IPO Over-allotment Options (Defined)
- Green Shoe Vs. Red Herring: IPO Terminology (Decoded)
- Market Standoff Vs. Lock-Up: IPO Agreements (Clarified)
- Glossary Terms
- How to Understand IPOs Without Wall Street Jargon (Investment Banking Tricks)
- Arranger Vs. Underwriter: Syndicated Loan Roles (Clarified)
- Primary Issuance Vs. Secondary Trading: Market Phases (Defined)
- Equity Vs. Debt Financing: Investment Banking (Explained)
- Hard Underwriting Vs. Soft Underwriting: Commitments (Decoded)
- Underwriting Vs Advisory: Investment Banking Services (Unpacked)
- Bulge Bracket Vs Boutique: Understanding Bank Types (Decoded)
- Primary Vs. Secondary Markets: Investment Banking (Defined)
Underwriter’s commission
Underwriters’ Consent
Underwriter’s discount or commission
The fee charged by an underwriter for assuming risk in a securities offering.
Underwriters’ discretion
- Greenshoe Vs. Clawback: IPO Over-allotment Options (Defined)
- How to Understand IPOs Without Wall Street Jargon (Investment Banking Tricks)
Underwriting
The process of assuming risk for a company’s securities offering.
- Hard Underwriting Vs. Soft Underwriting: Commitments (Decoded)
- Primary Vs. Secondary Markets: Investment Banking (Defined)
- Buy Side Vs. Sell Side: Investment Banking (Clarified)
- Underwriting Vs Advisory: Investment Banking Services (Unpacked)
- Bulge Bracket Vs Boutique: Understanding Bank Types (Decoded)
- Syndicated Loans Vs. Bonds: Corporate Financing (Explored)
- Commercial Vs Investment Banking: Functions and Features (Discussed)
- Equity Vs. Debt Financing: Investment Banking (Explained)
- Fixed Income Vs. Equities: Investment Banking (Simplified)
- How to Understand IPOs Without Wall Street Jargon (Investment Banking Tricks)
- Equity Capital Markets Vs. Debt Capital Markets: Divisions (Defined)
- Glossary Terms
- Asset Management Vs Investment Banking: Roles (Distinct)
- Securitization Vs. Structured Finance: Investment Banking (Clarified)
- Primary Issuance Vs. Secondary Trading: Market Phases (Defined)
- Market Standoff Vs. Lock-Up: IPO Agreements (Clarified)
- Green Shoe Vs. Red Herring: IPO Terminology (Decoded)
- Equity Vs. Debt Negotiations: Investment Banking (Unpacked)
- Staple Financing Vs. Bridge Financing: M&A Financing (Unpacked)
- Arranger Vs. Underwriter: Syndicated Loan Roles (Clarified)
- Greenshoe Vs. Clawback: IPO Over-allotment Options (Defined)
- What is Investment Banking? (6 Common Questions Answered)
- What Are the Benefits of Joining a Mentorship Program for Investment Banking? (10 Important Questions Answered)
- What questions should I ask investment bankers during networking opportunities? (10 Important Questions Answered)
- Hedge Fund Vs. Investment Banking: Career Paths (Compared)
- Front Office Vs. Back Office: Banking Divisions (Explained)
- Financial Modeling Vs. Valuation: Investment Banking Tasks (Unveiled)
Underwriting agreement
A contract between an underwriter and a company outlining the terms of a securities offering.
- Greenshoe Vs. Clawback: IPO Over-allotment Options (Defined)
- Equity Vs. Debt Financing: Investment Banking (Explained)
Underwriting Fees
Fees charged by an underwriter for their services.
- How to Understand IPOs Without Wall Street Jargon (Investment Banking Tricks)
- Syndicated Loans Vs. Bonds: Corporate Financing (Explored)
Underwriting fees and expenses
Underwriting guidelines
Underwriting Process
The process of evaluating and assuming risk for a company’s securities offering.
- Primary Issuance Vs. Secondary Trading: Market Phases (Defined)
- Primary Vs. Secondary Markets: Investment Banking (Defined)
Underwriting Services
Services provided by an underwriter to help a company raise capital.
Underwriting standards
- Securitization Vs. Structured Finance: Investment Banking (Clarified)
- Arranger Vs. Underwriter: Syndicated Loan Roles (Clarified)
- Hard Underwriting Vs. Soft Underwriting: Commitments (Decoded)
- Equity Vs. Debt Negotiations: Investment Banking (Unpacked)
Unemployment Rate
Unforeseeable Circumstances
Unsecured Debts
Debts that are not backed by collateral, such as credit card debt or medical bills.
Unsystematic risk
The risk associated with a specific company or industry, as opposed to market-wide risk.
Upselling
Encouraging clients to purchase additional products or services.
- Commercial Vs Investment Banking: Functions and Features (Discussed)
- What is investment banking cold calling? (6 Common Questions Answered)
Up-to-the-minute data analysis
Use Action Verbs
Use a Professional Email Address
Use bullet points effectively
Use of proceeds
- Market Standoff Vs. Lock-Up: IPO Agreements (Clarified)
- Green Shoe Vs. Red Herring: IPO Terminology (Decoded)