Glossary U
Underlying assets
The assets that a financial derivative is based on.
Underwriters
Individuals or firms that assume risk for a company’s securities offering.
Underwriter’s discount or commission
The fee charged by an underwriter for assuming risk in a securities offering.
Underwriting
The process of assuming risk for a company’s securities offering.
Underwriting agreement
A contract between an underwriter and a company outlining the terms of a securities offering.
Underwriting Fees
Fees charged by an underwriter for their services.
Underwriting Process
The process of evaluating and assuming risk for a company’s securities offering.
Underwriting Services
Services provided by an underwriter to help a company raise capital.
Upselling
Encouraging clients to purchase additional products or services.