A legal document that provides information about a securities offering.
The price at which securities are being offered for sale.
The total amount of securities being offered for sale.
Office of the Comptroller of the Currency (OCC)
A US federal agency that regulates and supervises national banks.
The risk of loss resulting from inadequate or failed internal processes, people, and systems.
Option pricing models
Mathematical models used to determine the fair value of options contracts.
Financial contracts that give the holder the right, but not the obligation, to buy or sell an underlying asset at a predetermined price.
A record of all buy and sell orders for a particular security.
Order book depth
The number of buy and sell orders at different price levels for a particular security.
The process of buying and selling securities in the market.
The way in which a company is organized, including its hierarchy and reporting lines.
A summary of the key points of a document or presentation.